Our Team
J. Mark Anderson 647-300-1711
Richard J. Millar 416-624-6386
Richard J. Millar 416-624-6386
Mark began his consulting career in the mining sector in 1992 and switched to financial services in 2004. He has worked primarily as an independent consultant since 2009; with a focus on regulatory, risk and compliance initiatives. Including: enterprise wide AML/CTF reviews, operational risk assessments and remediation projects. He is a member of the Global Risk Management Institute.
Richard J. Millar 416-624-6386
Richard J. Millar 416-624-6386
Richard J. Millar 416-624-6386
Richard has 25+ years experience in financial markets, including 10 years as CCO of a Marketplace. He has a deep understanding of market regulation and regulatory audit. With his experience creating policies and procedures, and establishing best practice in KYC and client/broker disclosure; Richard can create and deliver a seamless regula
Richard has 25+ years experience in financial markets, including 10 years as CCO of a Marketplace. He has a deep understanding of market regulation and regulatory audit. With his experience creating policies and procedures, and establishing best practice in KYC and client/broker disclosure; Richard can create and deliver a seamless regulatory package that prepares brokers for the regulatory burdens expected ahead.